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#import "@preview/mannot:0.3.0": *
#import "touying/lib.typ": *
#import "@preview/pinit:0.1.4": *
#import "@preview/xarrow:0.3.0": xarrow
#import "@preview/cetz:0.4.1"
#import "psi-slides-0.6.1.typ": *
#import "@preview/grayness:0.3.0": image-grayscale, image-transparency
#import "@preview/algorithmic:1.0.3"
#import algorithmic: algorithm
// color-scheme can be navy-red, blue-green, or pink-yellow
// #let s = psi-slides.register(aspect-ratio: "16-9", color-scheme: "pink-yellow")
#show: psi-theme.with(aspect-ratio: "16-9",
color-scheme: "pink-yellow",
config-info(
title: [Alternative linear response strategies],
subtitle: [Spin-resolution and orbital energy/ΔSCF equivalence],
author: [Edward Linscott],
date: datetime(year: 2025, month: 9, day: 25),
location: [Gandia],
references: [references.bib],
))
#set footnote.entry(clearance: 0em)
#show bibliography: set text(0.6em)
#let primary = rgb("#dc005a")
#let secondary = rgb("#f0f500")
#let blcite(reference) = {
text(fill: white, cite(reference))
}
#let delayedmark(start, content, tag: none, color: primary, mark: mark, color-before: black, alternatives: none) = {
let entries = (mark(content, tag: tag, color: color-before),)*(start - 1) + (mark(content, tag: tag, color: color),)
alternatives(repeat-last: true, ..entries)
}
#let methods-with-marks(self) = {
let (uncover, only, alternatives) = utils.methods(self)
let dm = delayedmark.with(alternatives: alternatives)
(uncover, only, alternatives, dm, dm.with(mark: markhl, color-before: white))
}
#title-slide()
#matrix-slide(repeat: 3, self => [
#let (uncover, only, alternatives) = utils.methods(self)
#image("figures/figure_2_cropped_recoloured.svg", width: 100%)
spin-resolved linear response
#pause
],[
#let data = read("figures/fig_en_curve_sl_annotated_zoom_recolored.svg", encoding: none)
#alternatives()[
#image-transparency(data, format: "svg", alpha: 100%)
#text([orbital energy/ΔSCF equivalence \ (Koopmans functionals)])
][
#image-transparency(data, format: "svg", alpha: 20%)
#text(fill: gray, [orbital energy/ΔSCF equivalence \ (Koopmans functionals)])
]
])
==
#slide(repeat: 5, self => [
#let (uncover, only, alternatives, delayedmark, delayedmarkhl) = methods-with-marks(self)
#align(horizon,
grid(columns: (1fr, 1fr), align: horizon + center, inset: 1em,
[$ E_U = sum_(delayedmark(#2, I sigma, color: primary)) U^delayedmark(#3, I, color: secondary) / 2 "Tr"[bold(n)^(delayedmark(#2, I sigma, color: primary)) (1 - bold(n)^(delayedmark(#2, I sigma, color: primary)))] $],
[$ U^delayedmark(#3, I, color: secondary) = [chi_0^(-1) - chi^(-1)]_(I I) $],
[#pause functional treats spin channels separately],
[#pause #pause #pause LR treats them together],
)
)
#blcite(<Linscott2018>)
])
#focus-slide()[Why?]
==
#align(top,
image("figures/prb2018_pdf_cropped.png", width: 100%, height: 100%)
)
== Spin-resolved linear response
#slide(repeat: 8, self => [
#let (uncover, only, alternatives, delayedmark, delayedmarkhl) = methods-with-marks(self)
#grid(columns: (1fr, auto, 1fr), align: horizon + center, inset: 1em,
[conventional], [#sym.arrow.r], [spin-resolved],
[#pause $ chi_(I J) = (d n^I) / (d v^J)$],
[#pause #sym.arrow.r],
[$chi_(I J)^(sigma sigma') = (d n^(I sigma)) / (d v^(J sigma')) $],
[#pause $ mat(chi_(1 1), chi_(1 2), dots; chi_(2 1), chi_(2 2), dots; dots.v, dots.v, dots.down)$],
[#pause #sym.arrow.r],
[$
mat(delayedmarkhl(#6, mat(delim: #none, chi^(arrow.t arrow.t)_(1 1), chi^(arrow.t arrow.b)_(1 1); chi^(arrow.b arrow.t)_(1 1), chi^(arrow.b arrow.b)_(1 1))),
mat(delim: #none, chi^(arrow.t arrow.t)_(1 2), chi^(arrow.t arrow.b)_(1 2), dots; chi^(arrow.b arrow.t)_(1 2), chi^(arrow.b arrow.b)_(1 2), dots);
mat(delim: #none, chi^(arrow.t arrow.t)_(2 1), chi^(arrow.t arrow.b)_(2 1); chi^(arrow.b arrow.t)_(2 1), chi^(arrow.b arrow.b)_(2 1); dots.v, dots.v),
mat(delim: #none, chi^(arrow.t arrow.t)_(2 2), chi^(arrow.t arrow.b)_(2 2), dots; chi^(arrow.b arrow.t)_(2 2), chi^(arrow.b arrow.b)_(2 2), dots; dots.v, dots.v, dots.down))
$],
[#pause #pause $U^I = [chi_0^(-1) - chi^(-1)]_(I I)$],
[#pause #sym.arrow.r],
[$U^(I sigma) = ???$],
)
])
== What is screening $U$?
#grid(columns: (1fr, 1fr), align: horizon + center, inset: 0.5em,
cetz.canvas({
import cetz.draw: *
let counter = 0
let positions = ((0, 0), (2, 5), (3, 2), (4, -1), (6, 2), (5, 5), (-1, 3),)
for pos in positions {
counter = counter + 1
for i in range(1, counter) {
line(name: "line", positions.at(i - 1), pos, stroke: gray + 1pt)
// content("line", text(fill: gray, [$chi_(#i #counter)$]), midpoint: 0.5)
}
}
counter = 0
for pos in positions {
counter = counter + 1
circle(pos, radius: 0.5, fill: primary, stroke: none, name: "circle")
content("circle", text(fill: white, [#counter]))
}
}),
cetz.canvas({
import cetz.draw: *
rect((-4, -3), (4, 3), stroke: none, fill: secondary, alpha: 0.5)
content((4, 3), [bath], anchor: "north-east", padding: 0.5em)
circle((0, 0), radius: 0.5, fill: primary, stroke: none)
}),
[all sites included in response matrix],
[only one site included in response matrix],
[bare $U$],
[fully-screened $U$],
)
#slide(repeat: 11, self=> [
#let (uncover, only, alternatives, delayedmark, delayedmarkhl) = methods-with-marks(self)
#table(columns: (auto, auto, 1fr), align: horizon + center, inset: 1em,
[
#pause
fully-screened],
[
#pause
#set text(size: 0.6em)
$
mat(mat(delim: #none, chi^(arrow.t arrow.t)_(1 1), ; , chi^(arrow.b arrow.b)_(1 1)),,;,
mat(delim: #none, chi^(arrow.t arrow.t)_(2 2), ; , chi^(arrow.b arrow.b)_(2 2)),;,,,dots.down)
$
],
[
#pause
$
U^(I sigma) = 1 / (chi_0)^(sigma sigma)_(I I) - 1 / chi^(sigma sigma)_(I I)
$
],
[
#pause
not screened by \ opposite spin],
[
#pause
#set text(size: 0.7em)
$
mat(mat(delim: #none, chi^(arrow.t arrow.t)_(1 1), chi^(arrow.t arrow.b)_(1 1); chi^(arrow.b arrow.t)_(1 1), chi^(arrow.b arrow.b)_(1 1)),,;,
mat(delim: #none, chi^(arrow.t arrow.t)_(2 2), chi^(arrow.t arrow.b)_(2 2); chi^(arrow.b arrow.t)_(2 2), chi^(arrow.b arrow.b)_(2 2)),;,,dots.down)
$
],
[
#pause
$
f^(sigma sigma')_I = [(chi_0)^(sigma sigma)_(I I)]^(-1) - [chi^(sigma sigma)_(I I)]^(-1) #pause \ f^(sigma sigma')_(I) stretch(arrow.r)^(???) U^I "or" U^(I sigma)
$
],
[
#pause
also not screened by \ other Hubbard sites],
[
#pause
#set text(size: 0.7em)
$
mat(mat(delim: #none, chi^(arrow.t arrow.t)_(1 1), chi^(arrow.t arrow.b)_(1 1); chi^(arrow.b arrow.t)_(1 1), chi^(arrow.b arrow.b)_(1 1)),
mat(delim: #none, chi^(arrow.t arrow.t)_(1 2), chi^(arrow.t arrow.b)_(1 2), dots; chi^(arrow.b arrow.t)_(1 2), chi^(arrow.b arrow.b)_(1 2), dots);
mat(delim: #none, chi^(arrow.t arrow.t)_(2 1), chi^(arrow.t arrow.b)_(2 1); chi^(arrow.b arrow.t)_(2 1), chi^(arrow.b arrow.b)_(2 1); dots.v, dots.v),
mat(delim: #none, chi^(arrow.t arrow.t)_(2 2), chi^(arrow.t arrow.b)_(2 2), dots; chi^(arrow.b arrow.t)_(2 2), chi^(arrow.b arrow.b)_(2 2), dots; dots.v, dots.v, dots.down))
$
],
[
#pause
$ f^(sigma sigma')_(I J) = ... $ (left as an exercise to the reader)
]
)
])
= Advantages of spin-resolved linear response
#focus-slide()[1. Conceptual consistency]
==
#align(center + horizon, [spin-resolved linear response #sym.arrow.l.r spin-resolved DFT+_U_ functional])
#v(3em)
#pause
#align(right, [... we didn't explore DFT+$U^sigma$; instead see BLOR@Burgess2023)])
#focus-slide()[2. Unconstrained constrained linear response]
== Unconstrained constrained linear response
Suppose we want to compute $ lr((d^2E_"Hxc") / (d (n^I)^2) |)_(mu^I)$ #pause
This is easy with spin-resolved LR: #pause
$
(d^2 E_"Hxc") / (d (n^I)^2) = & 1 / 2 (d v_"Hxc"^arrow.t + d v_"Hxc"^arrow.b) / d(n^arrow.t + n^arrow.b)
= 1 / 2 (f^(arrow.t arrow.t ) d n^arrow.t + f^(arrow.t arrow.b) d n^arrow.b + f^(arrow.b arrow.t) d n^arrow.t + f^(arrow.b arrow.b) d n^arrow.b) / (d n^arrow.t + d n^arrow.b)
$
#pause
"Impose" the constraint by setting $d n^arrow.t = d n^arrow.b$ to get...
$
lr((d^2E_"Hxc") / (d n^2) |)_(mu) = & 1/4 (f^(arrow.t arrow.t) + f^(arrow.b arrow.b) + f^(arrow.t arrow.b) + f^(arrow.b arrow.t))
$
#pause
This simple average is one choice (of many) for $M: f^(sigma sigma')_I arrow.r U^I$
#focus-slide()[3. We can recover conventional linear response]
== Conventional linear response
For conventional LR, $ d v^(I arrow.t) = d v^(I arrow.b) = d v$ #pause, in which case:
$
d n = sum_sigma d n^(sigma) = sum_(sigma sigma') chi^(sigma sigma') d v^(sigma') = sum_(sigma sigma') chi^(sigma sigma') d v
arrow.double.r.long chi_"conv" = (d n) / (d v) = sum_(sigma sigma') chi^(sigma sigma')
$
#pause
Likewise,
$
(epsilon^(-1))_"conv" = ... = 1 / 2 sum_(sigma sigma') (f chi)^(sigma sigma')
$
#pause
And thus
$
U = (epsilon^(-1) - 1) chi^(-1) = 1 / 2 (sum_(sigma sigma') (f chi)^(sigma sigma')) / (sum_(sigma sigma') chi^(sigma sigma'))
$
#focus-slide()[4. $J$ is free]
==
As defined by
$
J = - 1 / 2 (d v_"Hxc"^arrow.t - d v_"Hxc"^arrow.b) / (d (n^arrow.t - n^arrow.b)) = - 1 / 4 ((f^(arrow.t arrow.t) - f^(arrow.b arrow.t)) d n^arrow.t - (f^(arrow.b arrow.b) - f^(arrow.t arrow.b)) d n^arrow.b)/ (d (n^arrow.t - n^arrow.b))
$
Different ways to define $J$: #pause
+ while keeping $n = n^arrow.t + n^arrow.b$ fixed:
$
J = - 1 / 4 (f^(arrow.t arrow.t) - f^(arrow.b arrow.t) - f^(arrow.t arrow.b) + f^(arrow.b arrow.b))
$
#pause
+ for a perturbation where $d v^arrow.t = - d v^arrow.b$
#focus-slide()[5. Easy to implement]
= Initial results
==
#slide(repeat: 5, self => [
#let (uncover, only, alternatives, delayedmark, delayedmarkhl) = methods-with-marks(self)
#align(center, [
#alternatives()[
#image("figures/fig_combined_U_J_and_occ.svg", height: 50%)
][
#image("figures/fig_MnO_magmom.svg", height: 70%)
][
#image("figures/fig_MnO_bandgap.svg", height: 70%)
]
])
#v(-1em)
#pause
#pause
#pause
#align(right, [... for more details see Linscott et al. 2018. #pause Since then used by many authors@Orhan2020@Lambert2023@MacEnulty2023@Moore2024@MacEnulty2024 and opened the door to DFT+$U$-inspired approaches@Burgess2023@Burgess2024])
])
==
#align(top,
image("figures/ptable_HubbardU.svg", width: 100%, height: 80%)
)
#blcite(<Moore2024>)
#matrix-slide(repeat: 2, self => [
#let (uncover, only, alternatives) = utils.methods(self)
#let data = read("figures/figure_2_cropped_recoloured.svg", encoding: none)
#alternatives()[
#image-transparency(data, format: "svg", alpha: 100%)
#text([spin-resolved linear response])
][
#image-transparency(data, format: "svg", alpha: 20%)
#text(fill: gray, [spin-resolved linear response])
]
],[
#let data = read("figures/fig_en_curve_sl_annotated_zoom_recolored.svg", encoding: none)
#alternatives()[
#image-transparency(data, format: "svg", alpha: 20%)
#text(fill: gray, [orbital energy/ΔSCF equivalence \ (Koopmans functionals)])
][
#image-transparency(data, format: "svg", alpha: 100%)
#text([orbital energy/ΔSCF equivalence \ (Koopmans functionals)])
]
])
== Total energy differences vs. eigenvalues
#align(horizon,
grid(align: horizon, columns: 2, column-gutter: 1em,
[
We all know that DFT underestimates the band gap. But why? #pause
The exact Green's function has poles that correspond to total energy differences
$
ε_i = cases(E(N) - E_i (N-1) & "if" i in "occ", E_i (N+1) - E(N) & "if" i in "emp")
$
#pause
but DFT does #emph[not]
],[
#image(width: 20em, "figures/fig_en_curve_gradients_zoom_recolored.svg")
]
))
#focus-slide()[Core idea: impose this condition on DFT]
== Imposing generalised piecewise linearity
#align(horizon,
grid(align: horizon, columns: (1fr, auto), column-gutter: 1em,
[Formally, every orbital $i$ should have an eigenenergy
$
epsilon_i^"Koopmans" = ⟨
phi_i mid(|)hat(H)mid(|)phi_i
⟩ = frac(dif E, dif f_i)
$
that is
- independent of $f_i$
- equal to $Delta E$ of explicit electron addition/removal
],[
#image(width: 20em, "figures/fig_en_curve_gradients_zoom_recolored.svg")
]
))
== Imposing generalised piecewise linearity
#slide(repeat: 3, self => [
#let (uncover, only, alternatives, delayedmark, delayedmarkhl) = methods-with-marks(self)
#align(horizon,
grid(align: horizon, columns: (1fr, auto), column-gutter: 1em,
[
$
E^"KI" &[rho, {rho_i}] =
E^"DFT" [rho]
\ & +
sum_i (
- delayedmarkhl(#2, integral_0^f_i lr(angle.l phi_i mid(|) hat(h)^"DFT" (f) mid(|) phi_i angle.r) dif f, tag: #<remove_nonlin>, color: primary)
\ &
+ delayedmarkhl(#3, f_i integral_0^1 lr(angle.l phi_i mid(|) hat(h)^"DFT" (f) mid(|) phi_i angle.r) dif f, tag: #<restore_linear>, color: primary)
)
$
// Bakes the total energy differences $E^"DFT" [rho^(f_i arrow.r 1)] - E^"DFT" [rho^(f_i arrow.r 0)]$ into the functional
#uncover("2-")[#annot(<remove_nonlin>, pos: bottom)[#align(center, [removes dependence on $f_i$])]]
#uncover("3-")[#annot(<restore_linear>, pos: bottom)[#align(center, [restores linear dependence on $f_i$])]]
],[
#image(width: 20em, "figures/fig_en_curve_gradients_zoom_recolored.svg")
]))
])
== Comparison with DFT+_U_ (and BLOR)
#slide()[
#set table(
fill: (x, y) =>
if calc.rem(y, 2) == 0 { silver } else { silver.lighten(75%) },
inset: 0.5em,
)
#show table.cell.where(x: 0): set text(style: "italic")
#show table.header: {
set text(fill: primary, weight: "semibold")
}
#table(align: horizon, columns: (1fr, 2fr, 2fr), stroke: none,
table.header([], [*DFT+_U_*], [*Koopmans*]),
table.hline(),
[seeks to correct...],
uncover("2-")[erroneous curvature in total energies w.r.t. $N$],
uncover("4-")[erroneous curvature in total energies w.r.t. $f_i forall i$],
[in practice...],
uncover("3-")[corrects curvature in total energies w.r.t. local manifold (BLOR does so more faithfully)],
uncover("5-")[removes dependence of $epsilon_i$ on $f_i$ and guarantees $epsilon_i = E_i (N plus.minus 1) - E(N)$],
[correction applied to...],
[],
[],
[orbitals defined by...],
[],
[],
[parametrised by...],
[],
[],
)
]
== Electronic screening via parameters
#slide(repeat: 3, self => [
#let (uncover, only, alternatives, delayedmark, delayedmarkhl) = methods-with-marks(self)
$
E^"KI" [{rho_i}] = &
E^"DFT" [rho]
+
sum_i (
- integral_0^f_i lr(angle.l phi_i mid(|) hat(h)^"DFT" (f) mid(|) phi_i angle.r) dif f
+ f_i integral_0^1 lr(angle.l phi_i mid(|) hat(h)^"DFT" (f) mid(|) phi_i angle.r) dif f
)
#pause
\ = & E^"DFT" [rho]
+ sum_i {
- (E^"DFT" [rho] - delayedmark(#3, E^"DFT" [rho^(f_i arrow.r 0)], tag: #<ENm1_hard>, color: primary))
+ f_i (delayedmark(#3, E^"DFT" [rho^(f_i arrow.r 1)], tag: #<ENp1_hard>, color: primary) - delayedmark(#3, E^"DFT" [rho^(f_i arrow.r 0)], tag: #<ENm1b_hard>, color: primary))
}
// uncover("5-",
// \ arrow.r E^"uKI" [{rho_i}] approx &
// E^"DFT" [rho]
// \ & +
// sum_i {
// - (E^"DFT" [rho] - delayedmark(#3, E^"DFT" [rho - rho_i], tag: #<ENm1>, color: primary))
// + f_i (delayedmark(#3, E^"DFT" [rho - rho_i + n_i], tag: #<ENp1>, color: primary) - delayedmark(#3, E^"DFT" [rho - rho_i], tag: #<ENm1b>, color: primary))
// }
// )
$
#pause
#annot(<ENm1_hard>, pos: bottom)[#align(center, [cannot evaluate \ directly])]
#annot(<ENp1_hard>, pos: bottom)[#align(center, [cannot evaluate \ directly])]
#annot(<ENm1b_hard>, pos: bottom)[#align(center, [cannot evaluate \ directly])]
#pause
// Instead use a frozen-orbital picture:
// $
// rho^(f_i arrow.r f)(bold(r)) approx rho(bold(r)) + (f - f_i) |phi^N_i (bold(r))|^2
// $
//
// very easy to evaluate -- but not at all accurate! Correct this _post hoc_ via a screening parameter i.e.
//
// $
// E[rho^(f_i arrow.r f)] approx alpha_i E[rho + (f - f_i) |phi^N_i (bold(r))|^2]
// $
])
#slide[
#align(center + horizon,
image("figures/fig_pwl_DFT.svg", height: 100%)
)
]
#slide[
#align(center + horizon,
image("figures/fig_pwl_uKI.svg", height: 100%)
)
]
#slide[
#align(center + horizon,
image("figures/fig_pwl_alphaKI.svg", height: 100%)
)
]
// #slide(repeat: 5, self => [
//
// #let (uncover, only, alternatives, delayedmark, delayedmarkhl) = methods-with-marks(self)
//
// $
// E^"KI"_bold(alpha) [rho, {rho_i}] approx &
// E^"DFT" [rho]
// \ & +
// sum_i delayedmark(#3, alpha_i, tag: #<alpha>, color: primary) {
// - (E^"DFT" [rho] - delayedmark(#2, E^"DFT" [rho - rho_i], tag: #<ENm1>, color: primary))
// + f_i (delayedmark(#2, E^"DFT" [rho - rho_i + n_i], tag: #<ENp1>, color: primary) - delayedmark(#2, E^"DFT" [rho - rho_i], tag: #<ENm1b>, color: primary))
// }
// $
//
// #pause
// #annot(<ENm1>, pos: bottom)[uses frozen orbitals]
// #annot(<ENp1>, pos: bottom)[uses frozen orbitals]
// #annot(<ENm1b>, pos: bottom)[uses frozen orbitals]
// #pause
// #annot(<alpha>, pos: bottom)[screening parameter]
// #pause
// which is easy to evaluate _e.g._
// $ H^"KI"_(i j) = angle.l phi_j|hat(h)^"DFT" + alpha_i hat(v)_i^"KI"|phi_i angle.r #h(2cm) hat(v)^"KI"_i = - E_"Hxc" [rho - n_i] + E_"Hxc" [rho] - integral v_"Hxc" (bold(r)', [rho]) n_i d bold(r)' $
//
// #pause
// Screening parameters _not_ a fitting parameter!
//
// ])
#matrix-slide(columns: (3fr, 2fr))[
#align(center + horizon,
{only("1")[#image("figures/alpha_calc/fig_alpha_calc_step_0.png", height: 80%)]
only("2")[#image("figures/alpha_calc/fig_alpha_calc_step_1.png", height: 80%)]
only("3")[#image("figures/alpha_calc/fig_alpha_calc_step_2.png", height: 80%)]
only("4-5")[#image("figures/alpha_calc/fig_alpha_calc_step_3.png", height: 80%)]
only("6-7")[#image("figures/alpha_calc/fig_alpha_calc_step_4.png", height: 80%)]
}
)
][
#uncover("5-")[$ lambda_(i i)(alpha) = angle.l phi_i|hat(h)^"DFT" + alpha hat(v)_i^"KI"|phi_i angle.r $]
#uncover("7")[$ alpha_i = alpha_i^0 (Delta E_i - lambda_(i i)(0)) / (lambda_(i i)(alpha^0) - lambda_(i i)(0)) $]
]
Recast via linear response@Colonna2018:
$
alpha_i = (angle.l n_i mid(|) epsilon^(-1) f_"Hxc" mid(|) n_i angle.r) / (angle.l n_i mid(|) f_"Hxc" mid(|) n_i angle.r)
$
#pause
which can be efficiently computed via DFPT@Colonna2022
// == Screening
//
// #grid(columns: (1fr, 2fr),
// [
// #align(center + horizon,
// image("figures/fig_pwl.png", width: 100%)
// )
// ],
// [
//
// #pause
// Construct $alpha_i$ from explicit $Delta$SCF calculations@Nguyen2018@DeGennaro2022a
//
// $
// alpha_i = alpha_i^0 (Delta E_i - lambda_(i i)(0)) / (lambda_(i i)(alpha^0) - lambda_(i i)(0)) "where" lambda_(i i)(alpha) = angle.l phi_i|hat(h)^"DFT" + alpha hat(v)_i^"KI"|phi_i angle.r $
//
// #pause
// Recast via linear response@Colonna2018:
//
// $
// alpha_i = (angle.l n_i mid(|) epsilon^(-1) f_"Hxc" mid(|) n_i angle.r) / (angle.l n_i mid(|) f_"Hxc" mid(|) n_i angle.r)
// $
//
// which can be efficiently computed via DFPT@Colonna2022
// ],
// )
== To summarise...
#slide(self => [
#let (uncover, only, alternatives, delayedmark, delayedmarkhl) = methods-with-marks(self)
$
E^"KI"_bold(alpha) [rho, {rho_i}] approx &
E^"DFT" [rho]
\ & +
sum_i mark(alpha_i, tag: #<alpha>, color: primary) {
- (E^"DFT" [rho] - mark(E^"DFT" [rho - rho_i], tag: #<ENm1>, color: primary))
+ f_i (mark(E^"DFT" [rho - rho_i + n_i], tag: #<ENp1>, color: primary) - mark(E^"DFT" [rho - rho_i], tag: #<ENm1b>, color: primary))
}
$
#annot(<ENm1>, pos: bottom)[uses frozen orbitals]
#annot(<ENp1>, pos: bottom)[uses frozen orbitals]
#annot(<ENm1b>, pos: bottom)[uses frozen orbitals]
#annot(<alpha>, pos: bottom)[screening parameter]
- an orbital-by-orbital correction to DFT
- screening parameters
- orbital-density-dependence
- total energy at integer occupations unchanged!
])
== Comparison with DFT+_U_ (and BLOR)
#slide()[
#set table(
fill: (x, y) =>
if calc.rem(y, 2) == 0 { silver } else { silver.lighten(75%) },
inset: 0.5em,
)
#show table.cell.where(y: 0): set text(weight: "bold", fill: primary)
#show table.cell.where(x: 0): set text(style: "italic")
#show table.cell: it => {
set text(size: 0.9em)
it
}
#table(align: horizon, columns: (1fr, 2fr, 2fr), stroke: none,
table.header([], [DFT+_U_], [Koopmans]),
table.hline(),
[seeks to correct...],
[erroneous global curvature in total energies w.r.t. $N$],
[erroneous global curvature in total energies w.r.t. #uncover("6-")[*canonical*] orbital occupancies],
[in practice...],
[corrects curvature in total energies w.r.t. local manifold (BLOR does so more faithfully)],
[removes dependence of $epsilon_i$ on #uncover("7-")[*variational*] orbital occupations and guarantees $epsilon_i = E_i (N plus.minus 1) - E(N)$],
[correction applied to...],
uncover("2-")[selected subspaces (e.g. _3d_ orbitals)],
uncover("4-")[the entire system],
[orbitals defined by...],
uncover("3-")[Hubbard projectors (atom-centred, frozen, incomplete)],
uncover("5-")[variational (localised) orbitals],
[parametrised by...],
uncover("8-")[${U_I}$], //, defined w.r.t. charge-neutral excitations if using LR],
uncover("9-")[${alpha_i}$], // defined w.r.t. charged excitations]
)
]
= Results
== Molecular systems
=== Ionisation potentials@Colonna2019
#align(center + horizon,
image("figures/colonna_2019_gw100_ip.jpeg", width: 100%)
)
=== UV photoemission spectra@Nguyen2015
#align(center + horizon,
image("figures/fig_nguyen_prl_spectra_pink.png", width: 100%)
)
== Extended systems
#slide[
=== Prototypical semiconductors and insulators @Nguyen2018
#show table.cell: it => {
if it.x == 3 or it.x == 4 {
set text(fill: primary, weight: "semibold")
it
} else {
it
}
}
#grid(align: center + horizon, columns: 2, column-gutter: 1em,
image("figures/scatter_plot.png", height: 80%),
table(columns: (auto, 1fr, 1fr, 1fr, 1fr, 1fr), inset: 0.5em, stroke: none,
table.header([], [PBE], [G#sub[0]W#sub[0]], [KI], [KIPZ], [QSGW̃]),
table.hline(),
[$E_"gap"$], [2.54], [0.56], [0.27], [0.22], [0.18],
[IP], [1.09], [0.39], [0.19], [0.21], [0.49]
))
]
#slide[
=== ZnO @Colonna2022
#v(-1em)
#align(center + horizon,
grid(align: center + horizon, columns: 3, column-gutter: 1em,
image("figures/ZnO_lda_cropped.png", height: 50%),
image("figures/ZnO_hse_cropped_noaxis.png", height: 50%),
image("figures/ZnO_ki_cropped_noaxis.png", height: 50%),
))
#show table.cell: it => {
set text(size: 0.8em)
if it.x == 5 {
set text(fill: primary, weight: "semibold")
it
} else {
it
}
}
#table(columns: (auto, 1fr, 1fr, 1fr, 1fr, 1fr, 1.5fr), align: center, inset: 0.5em, stroke: none,
table.header([], [LDA ], [HSE ], [GW#sub[0] ], [scGW̃ ], [KI ], [exp ]),
table.hline(),
[$E_"gap"$], [0.79], [2.79], [3.0], [3.2], [3.68], [3.60],
[$angle.l epsilon_d angle.r$], [-5.1], [-6.1], [-6.4], [-6.7], [-6.93], [-7.5 to -8.81 ],
[$Delta$], [4.15], [], [], [], [4.99], [5.3]
)
]
= Caveats
== Limitations
- only valid for systems with $E_"gap"$ > 0 #pause
- empty state localisation in the bulk limit #pause
- can break crystal point group symmetry
// ==
// #image("figures/supercell_workflow.png", width: 100%)
//
// #image("figures/primitive_workflow.png", width: 65.5%)
#focus-slide()[
#align(center, image(width: 80%, "media/logos/koopmans_white_on_transparent.svg"))
]
// == `koopmans`
// #matrix-slide(alignment: horizon)[
// #image("figures/website_cropped.png")
// ][
//
// - automated workflows
// - `Quantum ESPRESSO` backend
// - easy installation
// - python API
//
// See `koopmans-functionals.org`
// ]
//
// ==
// #align(center + horizon,
// image("figures/supercell_workflow.png", width: 100%)
// )
// #matrix-slide(alignment: horizon, columns: (3fr, 2fr))[
// #image("figures/black_box_filled_square.png")
// ][
//
// Our goal:
// + accurate
// + robust
// + minimal input
// + fast
//
// ]
==
#slide()[
#show table.cell: it => {
if it.x == 5 {
set text(fill: primary, weight: "semibold")
it
} else {
it
}
}
#grid(columns: 3, align: horizon + center,
[
#set text(size: 0.45em)
#raw(read("scripts/gaas_auto.json"), block: true, lang: "json")
],
[
#set text(size: 3em)
#sym.arrow.r
],
[
#set text(size: 0.7em)
#image("figures/Unfold_And_Interpolate_bandstructure.png", height: 60%)
#table(columns: (auto, 1fr, 1fr, 1fr, 1fr, 1fr, 1fr), inset: 0.5em, stroke: none,
table.header([], [LDA], [HSE], [GW#sub[0]], [scGW̃ ], [KI], [exp]),
table.hline(),
[$E_"gap"$], [0.26], [1.28], [1.55], [1.62], [1.54], [1.55],
[$angle.l epsilon_d angle.r$], [-14.9], [-15.6], [-17.3], [-17.6], [-17.9], [-18.9],
[$Delta$], [12.8], [13.9], [], [], [12.7], [13.1]
)
]
)
]
= Summary
== Summary
#grid(
columns: (1fr, 2fr),
gutter: 1em,
image("figures/black_box_filled_square.png", width: 100%),
text[
Spin-resolved linear response...
- is conceptually consistent
- allows post-hoc constrained response
- yields $J$ for "free"
- is easy to implement
Koopmans functionals...
- impose generalised piecewise linearity condition to DFT
- give band structures with comparable accuracy to state-of-the-art GW
- can be used in place of GW in BSE calculation of excitons, for systems with strong SOC, ...
- are increasingly black-box
],
)
== Open questions
#pause
- why does correcting _local_ charged excitations correct the description of delocalized excitations? #pause
- is there a good metric for selecting variational orbitals (_i.e._ the subspace with respect to which we enforce piecewise linearity)? #pause
- are off-diagonal corrections appropriate? What form should they take? #pause ... and thus extend to metallic systems #pause
// - can we provide a formal basis for the Koopmans correction? #pause
// - GKS
// - spectral functional theory@Ferretti2014
// - ensemble DFT
// - RDMFT
== Acknowledgements
#align(center + horizon,
grid(columns: 9, column-gutter: 0.5em, align: center, row-gutter: 0.5em,
image("media/mugshots/david_oregan.jpg", height: 40%),
image("media/mugshots/andrew_burgess.jpeg", height: 40%),
image("media/mugshots/nicola_colonna.png", height: 40%),
image("media/mugshots/miki_bonacci.jpg", height: 40%),
image("media/mugshots/aleksandr_poliukhin.jpg", height: 40%),
image("media/mugshots/marija_stojkovic.jpg", height: 40%),
image("media/mugshots/junfeng_qiao.jpeg", height: 40%),
image("media/mugshots/yannick_schubert.jpg", height: 40%),
image("media/mugshots/nicola_marzari.jpeg", height: 40%),
[David O'Regan], [Andrew Burgess], [Nicola Colonna], [Miki Bonacci], [Aleksandr Poliukhin], [Marija Stojkovic], [Junfeng Qiao], [Yannick Schubert], [Nicola Marzari]
)
)
#align(
center,
grid(
columns: 2,
align: horizon + center,
gutter: 2em,
image("media/logos/SNF_logo_standard_web_color_pos_e.svg", height: 20%),
image("media/logos/marvel_color_on_transparent.png", height: 20%),
),
)
#focus-slide()[#align(center, text(size: 2em, [Thank you!]) + linebreak() + text(size: 0.5em, style: "italic", [these slides are available at #h(0.2em) #box[#move(dy: 0.1em, image("media/logos/github-mark-white.svg", height: 1em))] `elinscott-talks`]))]
#show: appendix
#focus-slide()[#align(center, text(size: 2em, [spare slides]))]
== Frozen orbital approximation
#v(-5em)
#align(center + horizon,
grid(align: center + horizon, columns: 3, column-gutter: 2cm, row-gutter: 1cm,
cetz.canvas({
import cetz.draw: *
content((1.25, 1.5), [$rho$])
circle((0, 0), radius: 1, fill: primary, stroke: none)
circle((2.5, 0), radius: 1, fill: primary, stroke: none)
}),
cetz.canvas({
import cetz.draw: *
content((9, 1.5), [$rho^(f_1 arrow.r 0)$])
arc((10.75, 0), start: 0deg, stop: 360deg, radius: (1.5, 1), fill: primary, stroke: none)
circle((8, 0), radius: 1, fill: none, stroke: (thickness: 2pt, paint: primary))
circle((8, 0), radius: 1, fill: none, stroke: (dash: "dashed", thickness: 2pt, paint: white))
// content((8, -1.5), [$f_1 = 0$])
}),
cetz.canvas({
import cetz.draw: *
content((17.25, 1.5), [$rho - |psi^N_1(r)|^2$])
circle((16, 0), radius: 1, fill: none, stroke: (dash: "dashed", thickness: 2pt, paint: primary))
circle((18.5, 0), radius: 1, fill: primary, stroke: none)
}),
[2-electron solution],
[what we'd like to evaluate],
[what we can quickly evaluate]
))
== Orbital-density dependence
#slide()[
The potential is orbital-density-dependent!
#v(-0.5em)
$ v^"KI"_(i in"occ") = - E_"Hxc" [rho - n_i] + E_"Hxc" [rho] - integral v_"Hxc" (bold(r)', [rho]) n_i d bold(r)' $
#pause
- loss of unitary invariance@Nguyen2018
#v(-1em)
#align(center,
grid(columns: (auto, auto), column-gutter: 1em,
image("figures/fig_nguyen_variational_orbital.png", width: 10em),
image("figures/fig_nguyen_canonical_orbital.png", width: 10em),
[two variational orbitals],
[a canonical orbital],
)
) #pause
- we can use MLWFs@Marzari2012 #pause
- we know $hat(H)|phi_i angle.r$ but not $hat(H)$ #pause
- a natural generalisation of DFT towards spectral functional theory@Ferretti2014
]
== Issues with extended systems
#align(center + horizon,
image("figures/fig_nguyen_scaling.png", width: 60%)
)
Two options: #pause _1._ use a more advanced functional#pause, or _2._ stay in the "safe" region
#blcite(<Nguyen2018>)
==
#slide()[
#set text(size: 0.8em)
#raw(read("scripts/gaas.json"), block: true, lang: "json")
]
= Extensions
= Non-collinear spin
== Non-collinear spin
$ rho_i (bold(r)) pause arrow.r bold(rho)_i (bold(r)) = (rho_i (bold(r)), m_i^x (bold(r)), m_i^y (bold(r)), m_i^z (bold(r))) $
#pause
e.g. for the corrective potential
$ v_i^"qKI" = - 1 / 2 integral dif bold(r) dif bold(r)' rho_i (bold(r)) f_"Hxc" (bold(r), bold(r)') rho_i (bold(r)') + (1 - f_i) integral d bold(r)' f_"Hxc" (bold(r), bold(r)') rho_i (bold(r)') $
#pause
#align(center, sym.arrow.b)
$ v_i^"qKI" = - 1 / 2 integral dif bold(r) dif bold(r)' bold(rho)_i (bold(r)) bb(F)_"Hxc" (bold(r), bold(r)') bold(rho)_i (bold(r)') sigma_0 + (1 - f_i) sum_alpha integral d bold(r)' [bb(F)_"Hxc" (bold(r), bold(r)') bold(rho)_i (bold(r)')]_alpha sigma_alpha $
#blcite(<Marrazzo2024>)
#pagebreak()
CsPbBr#sub[3] #blcite(<Marrazzo2024>)
#v(-2em)
#align(center + horizon,
image("figures/marrazzo_CsPbBr3_bands.svg", height: 50%)
)
#table(align: center, columns: (auto, 1fr, 1fr, 1fr, 1fr, 1fr, 1.5fr), inset: 0.5em, stroke: none,
table.header([], [LDA ], [HSE ], [G#sub[0]W#sub[0] ], [scGW̃ ], [*KI*], [exp ]),
table.hline(),
[*with SOC*], [0.18], [0.78], [0.94], [1.53], [*1.78*], [1.85],
[without SOC], [1.40], [2.09], [2.56], [3.15], [3.12], [],
)
= Optical spectra
== Optical spectra
Solve the BSE, using Koopmans eigenvalues in lieu of GW
#pause
#v(-1em)
#align(center + horizon,
grid(columns: 2,
image("figures/silicon_bse_spectra.png", height: 50%),
image("figures/silicon_bse_excitons.png", height: 50%)
))
#v(-1em)
#show table.cell: it => {
set text(size: 0.8em)
it
}
#table(align: center + horizon, columns: (auto, 1fr, 1fr, 1fr, 1fr), inset: 0.5em, stroke: none,
table.header([silicon], [indirect gap ], [direct gap ], [first excitonic peak ], [excitonic binding energy ]),
table.hline(),
[*qKI+BSE*], [1.12], [3.31], [3.42], [0.09],
[G#sub[0]W#sub[0]+BSE], [1.17], [3.25], [3.34], [0.09],
)
= Computational cost and scaling
== Computational cost and scaling