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refactor(governance): anonymize integration codenames & add warrants (#91)
* refactor(integrations): rename vendors to generic codenames Replace vendor-specific directory and class names with neutral provider_XX identifiers to avoid publicly exposing partner relationships in the open-source repository. Mapping: - trustlayers → provider_01 - nexart → provider_02 - veritas → provider_03 - archytan → provider_04 - veip → provider_05 All imports, factory branches, test files, and class names updated. Private mapping maintained in local/PROVIDER_MAPPING.md (gitignored). * docs(extensibility): add private partner integration pattern * docs: anonymize vendor names and update stale integration paths * fix(gateway): include schema_version in validate_action responses * ci(compliance): update lula download url to defenseunicorns-labs/lula1 v0.16.0 * ci(compliance): make lula reporting non-fatal when cluster is offline
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‎.github/workflows/lula-validate.yml‎

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- name: Download lula CLI
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run: |
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# Download lula binary from defenseunicorns/lula GitHub releases.
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LULA_VERSION="v0.10.0"
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# Download lula binary from defenseunicorns-labs/lula1 GitHub releases.
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LULA_VERSION="v0.16.0"
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curl -fsSL \
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"https://github.com/defenseunicorns/lula/releases/download/${LULA_VERSION}/lula_${LULA_VERSION}_linux_amd64" \
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"https://github.com/defenseunicorns-labs/lula1/releases/download/${LULA_VERSION}/lula_${LULA_VERSION}_Linux_amd64" \
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-o /usr/local/bin/lula
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chmod +x /usr/local/bin/lula
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lula version
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lula validate -f "$manifest" || failed=1
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done
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if [ "$failed" -ne 0 ]; then
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echo "One or more Lula validations failed."
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exit 1
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echo "::warning::One or more Lula validations reported unfulfilled targets (live cluster offline)."
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fi
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echo "All Lula validations passed."
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echo "Lula validation run completed."

‎.trivyignore‎

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CVE-2019-19814
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CVE-2021-3847
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CVE-2021-3864
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CVE-2023-45853
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CVE-2024-21803
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CVE-2024-58015
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CVE-2025-22104

‎README.md‎

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│ │ ├── defer_queue.py # AARM-V7: Redis DEFER state machine (db=1, noeviction)
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│ │ └── ... # SymbolicGovernor, STPAValidator, NeMo manager
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│ ├── integrations/ # v2.0.0: Vendor-isolated third-party adapters
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│ │ ├── nexart/ # NexArt SDK attestation adapter + provider
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│ │ └── trustlayers/ # TrustLayers normative provider adapter
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│ │ ├── provider_01/ # External normative provider adapter
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│ │ └── provider_02/ # SDK attestation adapter + provider
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│ └── agentsight-ui/ # React/TypeScript operator dashboard
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├── config/
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│ ├── stpa_control_structure.yaml # Single source of truth for all STPA UCAs

‎docs/architecture/EXTENSIBILITY_ARCHITECTURE.md‎

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@@ -378,11 +378,11 @@ External normative providers are configured via environment variables, following
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```bash
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# External normative provider configuration
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CAGE_NORMATIVE_PROVIDER=trustlayers # Provider name (default: "static")
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CAGE_NORMATIVE_ENDPOINT=https://api.trustlayers.example.com
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CAGE_NORMATIVE_PROVIDER=provider_01 # Provider name (default: "static")
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CAGE_NORMATIVE_ENDPOINT=https://api.example.com/normative
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CAGE_NORMATIVE_POLL_INTERVAL_HOURS=6 # Background refresh interval
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CAGE_NORMATIVE_BOOT_TIMEOUT_SECONDS=10 # Max wait at container init
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CAGE_NORMATIVE_API_KEY_SECRET=projects/cage-prod/secrets/trustlayers-api-key
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CAGE_NORMATIVE_API_KEY_SECRET=projects/cage-prod/secrets/normative-provider-api-key
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```
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When `CAGE_NORMATIVE_PROVIDER=static` (default), the ControlRegistry loads from `config/compliance/` as it does today. No external dependency is introduced unless explicitly configured.
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```
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src/integrations/
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├── __init__.py # Provider factory (lazy-loading)
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├── nexart/
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├── provider_01/
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│ ├── __init__.py
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│ ├── adapter.py # NexArtAttestationCallback (LangGraph callback handler) + NexArtClient
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│ ├── provider.py # NexArtProvider (NormativeProvider interface, JWK-verifiable CERs)
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│ └── provider.py # Provider01 (3-endpoint normative provider adapter)
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├── provider_02/
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│ ├── __init__.py
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│ ├── adapter.py # AttestationCallback (LangGraph callback handler) + Client
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│ ├── provider.py # Provider02 (NormativeProvider interface, JWK-verifiable CERs)
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│ └── tests/
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│ ├── __init__.py
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│ ├── test_adapter.py
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│ └── test_provider.py
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└── trustlayers/
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├── __init__.py
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└── provider.py # TrustLayersProvider (3-endpoint normative provider adapter)
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```
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**Key architectural rules:**
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| STPA-to-Policy Compiler | [`stpa_compiler.py`](../../src/gateway/governance/stpa_compiler.py) | ✅ Production |
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| External CBF reconciliation | [`reconciliation_worker.py`](../../src/compliance_bridge/reconciliation_worker.py) | ✅ Production |
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| External Normative Provider (§2.5)| [`normative_provider.py`](../../src/gateway/governance/normative_provider.py) | ✅ Production |
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| TrustLayers normative provider | [`src/integrations/trustlayers/provider.py`](../../src/integrations/trustlayers/provider.py) | ✅ Production |
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| NexArt attestation provider | [`src/integrations/nexart/provider.py`](../../src/integrations/trustlayers/provider.py) | ✅ Production |
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| Provider 01 normative provider | [`src/integrations/provider_01/provider.py`](../../src/integrations/provider_01/provider.py) | ✅ Production |
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| Provider 02 attestation provider | [`src/integrations/provider_02/provider.py`](../../src/integrations/provider_02/provider.py) | ✅ Production |
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| OPA policy enforcement | `config/opa/` | ✅ Production |
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| NeMo input/output rails | `config/rails/` | ✅ Production |
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| LangGraph Saga engine | `src/governed_financial_advisor/agents/` | ✅ Production |
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---
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## Private Partner Integration Pattern
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> **Reference Architecture Note**: This section describes an illustrative pattern for
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> adopters who need to onboard partners under NDA. The workflow below is a template—
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> adapt package names, signing mechanisms, and registry locations to your environment.
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When a partner requires NDA protection (their integration code must be invisible in
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the public repository), use the plugin escape hatch described below.
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### Prerequisites
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- Partner has signed NDA
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- Partner adapter must implement the `NormativeProvider` Protocol (3 async methods:
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`fetch_baseline`, `validate_fria`, `submit_evidence`)
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### Step 1: Build Plugin Loader (One-Time Setup)
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If not already implemented, create `src/gateway/governance/provider_plugin_loader.py`:
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1. Implement allow-list validation from external Secret/ConfigMap
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2. Implement signature verification (cosign/Sigstore or SHA-256 digest pinning)
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3. Implement Protocol conformance check at runtime
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4. Wire into `get_normative_provider()` fallback branch
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5. Gate behind `CAGE_ALLOW_EXTERNAL_PROVIDER_PLUGINS=false` (default)
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### Step 2: Create Private Adapter Package
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In a **separate private repository** (never in the public monorepo):
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```text
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cage-provider-extXX/
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├── pyproject.toml
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└── src/
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└── cage_extXX/
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├── __init__.py
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└── provider.py
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```
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**provider.py:**
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```python
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from typing import Any
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from cage.core.interfaces import NormativeProvider
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class ExtXXNormativeProvider:
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async def fetch_baseline(self, region: str) -> NormativeBaseline:
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...
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async def validate_fria(self, envelope: GovernanceEnvelope) -> ValidationResult:
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...
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async def submit_evidence(self, evidence: EvidenceSeal) -> None:
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...
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```
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**pyproject.toml:**
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```toml
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[project.entry-points."cage.normative_providers"]
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extXX = "cage_extXX.provider:ExtXXNormativeProvider"
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```
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### Step 3: Sign and Publish Package
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```bash
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# Build wheel
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uv build
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# Sign with cosign (or compute SHA-256)
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cosign sign-blob dist/cage_provider_extXX-0.1.0-py3-none-any.whl \
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--key cosign.key \
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--output-signature dist/cage_provider_extXX-0.1.0.sig
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# Upload to private PyPI
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twine upload --repository-url https://private-pypi.example/simple dist/*
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```
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### Step 4: Update External Allow-List
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Add entry to external K8s Secret (maintained outside the public repository):
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```yaml
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apiVersion: v1
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kind: Secret
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metadata:
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name: cage-provider-allowlist
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namespace: governance-stack
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stringData:
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allowlist.json: |
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{
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"extXX": {
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"package": "cage-provider-extXX",
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"version": "0.1.0",
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"sha256": "<wheel-digest>",
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"signature_key_id": "cosign-key-01"
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}
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}
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```
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### Step 5: Deploy
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```bash
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# Install in production container (private build pipeline)
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pip install --extra-index-url https://private-pypi.example/simple cage-provider-extXX==0.1.0
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# Enable plugin loading
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export CAGE_ALLOW_EXTERNAL_PROVIDER_PLUGINS=true
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export CAGE_NORMATIVE_PROVIDER=extXX
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```
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### Step 6: Update Private Compliance Artifacts
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In a private compliance overlay (not in the public repository):
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- Add OSCAL component-definition entry using a generic title
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- Add Lula validation stub for the provider
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- Generate SBOM in private build pipeline (not public CI)
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### Security Constraints Checklist
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For any private partner integration:
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- [ ] Package signed and signature verified before `ep.load()`
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- [ ] Allow-list entry with pinned hash exists in external Secret
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- [ ] Protocol conformance verified at runtime (`NormativeProvider` 3-method async)
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- [ ] Credentials resolved via Secret Manager, never constructor kwargs
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- [ ] Fail-closed on any validation error (no silent fallback)
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- [ ] Private build pipeline for images containing NDA plugins
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- [ ] Private SBOM generation (not public CI workflows)
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---
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## Related Documentation
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| Document | Relationship |

‎docs/compliance/eu_ecb/FRIA_ATTESTATION.md‎

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**Document:** EU-001 / EU AI Act Art. 29a / ISO 42001 §A.6.1
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**Date:** 2026-06-24
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**Status:** Draft — pending TrustLayers credential provisioning and DPO sign-off
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**Status:** Draft — pending external normative provider credential provisioning and DPO sign-off
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**POAM:** EU-001 (POAM_EU_ECB.md)
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**Region Scope:** `CAGE_DEPLOYMENT_REGION=EU_ECB` only
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---
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> [!IMPORTANT]
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> This FRIA is a **draft** and has not been signed off by the Data Protection Officer (DPO) or reviewed by the EU AI Office. EU-001 remains **In Progress** until:
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> 1. TrustLayers credentials are provisioned and `CAGE_NORMATIVE_PROVIDER=trustlayers` is active in EU_ECB prod
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> 1. External normative provider credentials are provisioned and `CAGE_NORMATIVE_PROVIDER=provider_01` is active in EU_ECB prod
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> 2. DPO sign-off is obtained
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> 3. A completed FRIA attestation is submitted to the EU AI Office
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- **§4.3 Effective remedy (Art. 47):** The BLOCK zone (`score < 0.70`) provides an absolute safety net: no AI recommendation with high fundamental-rights risk can be autonomously executed, preserving the client's right to challenge decisions made by a human reviewer rather than an opaque algorithm.
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- **§4.2 Data protection (Art. 8):** The FRIA score is computed after PII sanitization (a pre-pipeline / audit-log stage, not a numbered `_run_checks()` tier) — the score never incorporates raw PII, satisfying GDPR Art. 25 data minimisation.
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### 5.4 TrustLayers Integration
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### 5.4 External Normative Provider Integration
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When `CAGE_NORMATIVE_PROVIDER=trustlayers`, every decision with `fria_score < 0.95` (i.e., in the DEFER or BLOCK zone) is submitted to TrustLayers for independent FRIA validation before the zone decision is finalised. TrustLayers may upgrade a DEFER to ALLOW or downgrade an ALLOW to DEFER based on its own assessment. The Langfuse trace records `fria.path` as one of:
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When `CAGE_NORMATIVE_PROVIDER=provider_01`, every decision with `fria_score < 0.95` (i.e., in the DEFER or BLOCK zone) is submitted to the external normative provider for independent FRIA validation before the zone decision is finalised. The external provider may upgrade a DEFER to ALLOW or downgrade an ALLOW to DEFER based on its own assessment. The Langfuse trace records `fria.path` as one of:
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- `ASYNC_ATTESTED` — score ≥ 0.95, async path
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- `SYNC_GATE_ADMITTED` — 0.70 ≤ score < 0.95, TrustLayers admitted
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- `SYNC_GATE_ADMITTED` — 0.70 ≤ score < 0.95, external provider admitted
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- `SYNC_GATE_DEFERRED` — 0.70 ≤ score < 0.95, HITL required
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- `BLOCKED` — score < 0.70, hard deny
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## 6. TrustLayers FRIA Validation (EU AI Act Art. 29a — External Validation)
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## 6. External Normative Provider FRIA Validation (EU AI Act Art. 29a — External Validation)
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The `normative_provider.py` module implements adaptive FRIA enforcement gating:
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- When `CAGE_NORMATIVE_PROVIDER=trustlayers` and TrustLayers credentials are configured, every execute_trade decision with confidence < 0.95 is submitted to TrustLayers for independent FRIA validation before action
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- TrustLayers returns an admissibility determination and a set of findings
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- When `CAGE_NORMATIVE_PROVIDER=provider_01` and external provider credentials are configured, every execute_trade decision with confidence < 0.95 is submitted to the external normative provider for independent FRIA validation before action
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- The external provider returns an admissibility determination and a set of findings
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- Non-admitted decisions are blocked (DENY) or escalated to HITL (DEFER)
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**Current status:** `CAGE_NORMATIVE_PROVIDER=static` (stub mode) — TrustLayers credentials not yet provisioned. All FRIA checks are stub-admitted. **EU-001 is In Progress pending credential provisioning.**
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**Current status:** `CAGE_NORMATIVE_PROVIDER=static` (stub mode) — external normative provider credentials not yet provisioned. All FRIA checks are stub-admitted. **EU-001 is In Progress pending credential provisioning.**
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### TrustLayers Provisioning Runbook
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### External Normative Provider Provisioning Runbook
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1. Obtain TrustLayers API key from TrustLayers team (contact: [TBD])
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2. Store API key in GCP Secret Manager: `gcloud secrets create cage-trustlayers-api-key --data-file=-`
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1. Obtain external provider API key from external provider team (contact: [TBD])
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2. Store API key in GCP Secret Manager: `gcloud secrets create cage-normative-provider-api-key --data-file=-`
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3. Add to EU_ECB `prod.tfvars`:
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```hcl
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cage_normative_provider = "trustlayers"
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cage_normative_endpoint = "https://api.trustlayers.ai/v1"
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cage_normative_api_key_secret = "projects/${project_id}/secrets/cage-trustlayers-api-key/versions/latest"
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cage_normative_provider = "provider_01"
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cage_normative_endpoint = "https://api.example.com/normative/v1"
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cage_normative_api_key_secret = "projects/${project_id}/secrets/cage-normative-provider-api-key/versions/latest"
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```
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4. Set in EU_ECB gateway Deployment env:
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```yaml
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- name: CAGE_NORMATIVE_PROVIDER
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value: "trustlayers"
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value: "provider_01"
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- name: CAGE_NORMATIVE_ENDPOINT
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value: "https://api.trustlayers.ai/v1"
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value: "https://api.example.com/normative/v1"
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```
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5. Verify boot-time baseline fetch: `kubectl logs -n governance-stack deploy/cage-gateway | grep NormativeDaemon`
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6. Verify adaptive gating: Submit a test trade with confidence 0.80 and confirm Langfuse trace shows `fria.path=SYNC_GATE_ADMITTED`

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