Financial Services Agents

Drop-in OpenClaw / NemoClaw agent configuration for the ibl.ai Financial Services solution segment — one Advisory Assistant orchestrator plus 12 specialist subagents, packaged so a NemoClaw host can import the whole roster with zero conversion.

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This directory is a complete, drop-in OpenClaw configuration for the Financial Services solution segment. It contains one parent orchestrator agent and twelve specialist subagents covering the full range of a financial services firm's operational and compliance needs.

Architecture

The Advisory Assistant (financial-services-assistant) is the default entry point. It greets staff, interprets intent, and delegates to the appropriate specialist subagent via sessions_spawn. Subagents are domain experts that return structured results to the Advisory Assistant for synthesis.

financial-services-assistant  (parent, default)
├── compliance-agent
├── risk-assessment-agent
├── client-advisory-agent
├── regulatory-reporting-agent
├── portfolio-analysis-agent
├── employee-training-agent
├── kyc-aml-agent
├── fraud-detection-agent
├── client-onboarding-agent
├── knowledge-agent
├── it-help-desk-agent
└── operations-agent

Agent Roster

Agent ID	Name	Role
financial-services-assistant	Advisory Assistant	Segment-level entry point; orchestrates all subagents
compliance-agent	Compliance Monitor	SEC, FINRA, and SOX rule monitoring and exam readiness
risk-assessment-agent	Risk Analyst	Portfolio risk quantification, stress testing, counterparty exposure
client-advisory-agent	Client Advisor	Investment research synthesis and suitability review
regulatory-reporting-agent	Regulatory Reporter	Automated filing preparation and audit trail maintenance
portfolio-analysis-agent	Portfolio Analyst	Performance attribution and benchmark comparison
employee-training-agent	Training Coordinator	FINRA CE tracking, compliance certification, and onboarding
kyc-aml-agent	KYC/AML Specialist	Customer due diligence, sanctions screening, and AML alert triage
fraud-detection-agent	Fraud Investigator	Transaction monitoring, fraud case investigation, SAR escalation
client-onboarding-agent	Onboarding Specialist	Account opening, suitability assessment, FATCA/CRS
knowledge-agent	Knowledge Librarian	Policy search, procedure retrieval, institutional memory
it-help-desk-agent	IT Help Desk	Technical support, access provisioning, security incident triage
operations-agent	Operations Specialist	Trade settlement, reconciliation exceptions, corporate actions

OpenClaw Import Instructions

Prerequisites

• A running OpenClaw/NemoClaw instance with the OpenClaw gateway configured.
• The sandbox user has write access to /sandbox/.openclaw/.
• You have valid Anthropic API credentials to replace the sample placeholders.

Steps

1. Copy the configuration into the sandbox.

git clone https://github.com/iblai/financial-services-agents.git
cp -r financial-services-agents/. /sandbox/.openclaw/

2. Verify directory ownership.

All files under /sandbox/.openclaw/agents/ must be owned by the sandbox user:

chown -R sandbox:sandbox /sandbox/.openclaw/agents/

3. Set third-party platform credentials.

Copy the sample env template to the OpenClaw daemon env file and fill in real API keys for every platform your deployment uses:

cp /sandbox/.openclaw/.env.example ~/.openclaw/.env
vi ~/.openclaw/.env

The OpenClaw daemon reads credentials from ~/.openclaw/.env at startup. The .env.example file documents all required variables grouped by skill.

4. Replace Anthropic inference credentials.

Every agents/<agent-id>/agent/auth-profiles.json contains a non-functional placeholder API key. Replace the apiKey value in each file with a real Anthropic API key (or the appropriate credential for your inference routing setup) before starting the gateway:

# Example — repeat for all 13 agent directories
vi /sandbox/.openclaw/agents/financial-services-assistant/agent/auth-profiles.json

5. Recompute the config hash.

After any edit to openclaw.json, regenerate .config-hash:

cd /sandbox/.openclaw && shasum -a 256 openclaw.json > .config-hash

6. Reload the OpenClaw gateway.

openclaw reload
# or
systemctl restart openclaw

The financial-services-assistant agent is declared as "default": true in openclaw.json and will be the entry point for all new sessions.

File Layout

financial-services/
├── README.md
├── openclaw.json               — agent registry and runtime defaults
├── .config-hash                — sha256 of openclaw.json
├── .env.example                — sample OpenClaw daemon env file (copy to ~/.openclaw/.env and fill in real keys)
├── skills/                     — tool skill definitions for third-party platform integrations
│   └── <tool>/
│       └── SKILL.md            — skill definition with frontmatter (name, description, metadata)
├── workspace/
│   └── .gitkeep                — shared writable workspace (mounted at /sandbox/.openclaw/workspace/)
└── agents/
    └── <agent-id>/
        └── agent/
            ├── auth-profiles.json    — credentials (replace before deploying)
            ├── IDENTITY.md           — agent name, role, and vibe
            ├── SOUL.md               — behavioral guidelines and boundaries
            ├── TOOLS.md              — available integrations, platforms, and data sources
            ├── AGENTS.md             — subagent routing map (parent only)
            ├── USER.md               — (optional) user/environment-specific context
            ├── BOOTSTRAP.md          — (optional) one-time first-run setup steps; consumed after initial deployment
            ├── HEARTBEAT.md          — (optional) periodic awareness checklist for agents that monitor on a schedule
            └── MEMORY.md             — (optional) seed long-term facts for regulation-heavy or knowledge-intensive agents

Tool Skills

The skills/ directory contains one subdirectory per third-party platform, each with a SKILL.md file. Each skill describes the platform, its relevant capabilities, the exact API operations agents may call, and declares the required env vars in its metadata frontmatter key. Agents reference these skills at runtime to know how to interact with external systems.

All skills draw credentials from ~/.openclaw/.env on the OpenClaw host. The committed .env.example is the sample template — it contains non-functional placeholder values only and is safe to check in. Copy it to ~/.openclaw/.env and fill in real keys before deploying.

Skill directory	Description
blackrock-aladdin/	BlackRock Aladdin risk and portfolio management platform; lets an agent query VaR, factor exposures, stress test scenarios, risk limit utilization, and performance attribution across multi-asset portfolios.
bloomberg-terminal/	Bloomberg's financial data platform; lets an agent fetch real-time and historical price data, volatility surfaces, rates curves, credit spreads, and sell-side research via the Bloomberg API.
docusign/	DocuSign electronic signature platform; lets an agent send, track, and retrieve signed documents for client onboarding agreements, advisory contracts, and regulatory disclosures.
factset/	FactSet financial data and research platform; lets an agent retrieve equity fundamentals, earnings estimates, sell-side research, sector classifications, and benchmark data for investment analysis and reporting.
lexisnexis-worldcompliance/	LexisNexis WorldCompliance screening platform; lets an agent screen individuals and entities against OFAC SDN, PEP databases, global sanctions lists, and adverse media with confidence-scored match results.
morningstar-direct/	Morningstar Direct investment research and data platform; lets an agent retrieve fund ratings, ESG scores, performance data, peer universe comparisons, and holdings for advisor due diligence and portfolio construction.
nice-actimize/	NICE Actimize financial crime platform; lets an agent retrieve fraud and AML transaction monitoring alerts, update dispositions, and route SAR candidates to the BSA Officer.
salesforce-financial-services-cloud/	Salesforce CRM for financial advisors and wealth management firms; lets an agent read and write client profiles, household data, suitability records, and onboarding workflow state.
servicenow/	ServiceNow IT service management platform; lets an agent create, update, route, and close IT incidents and fraud investigation cases, track SLA compliance, and retrieve asset and configuration records.
splunk/	Splunk SIEM platform; lets an agent query authentication logs, endpoint events, and network activity to investigate security incidents, correlate fraud signals, and support threat hunting.
workiva/	Workiva (Wdesk) financial reporting and compliance platform; lets an agent draft SEC filings, manage XBRL tagging, track reviewer sign-offs, and retrieve SOX workpaper data.

Important Notes

• No investment advice: All agents are configured to support licensed advisors and compliance officers — they do not independently provide individualized financial advice to end clients.
• Audit trails: Every agent is configured to log key actions to /sandbox/.openclaw/workspace/ for examination readiness.
• Human escalation: Each agent's SOUL.md includes explicit escalation rules for situations requiring a human supervisor, CCO, BSA Officer, or CISO.
• Credentials: The auth-profiles.json files contain sample placeholders only. They are clearly marked and must be replaced before any production use.

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License

Released under the MIT License.