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ShareSurfer V1 Phase-1 Acceptance Audit

This audit maps the phase-1 plan to the current implementation evidence. It records the accepted V1 proof state after human review of the phase-1 proof issues.

Current Status

  • Implementation status: phase-1 proof accepted.
  • V1 acceptance summary: IsValid=True, PassedCheckCount=19, FailedCheckCount=0.
  • Live evidence gate: IsValid=True, FallbackCount=0.
  • Current-schema verifier: .\scripts\Test-ShareSurferArchivedEnterpriseProof.ps1 regenerates the archived enterprise proof into a temp folder, validates the regenerated export, not refreshed-evidence/export, and throws if the current proof is invalid.
  • Optional rich enterprise support bundle: skipped by policy for phase 1, not a proof blocker.
  • Proof issues: #1, #3, #5, and #6 are closed after human review.

Future proof changes should use new issues or follow-up branches rather than reopening the accepted phase-1 proof unless the evidence itself is found to be wrong. Use a fresh live lab rerun when reviewers need new host-side AD, filesystem, or collector evidence rather than a current-schema check of the archived files.

Evidence Pack

Primary archived enterprise proof:

The linked refreshed-evidence/ files are tracked review artifacts. They do not include the regenerated export folder; run .\scripts\Test-ShareSurferArchivedEnterpriseProof.ps1 to create a current temp proof package and validate the regenerated export against today's schema.

Posted proof comments:

Human-review closeout comments:

Requirement Matrix

Plan Requirement Status Evidence
PowerShell 5.1 collector with commands New-ShareSurferLabFixture, Invoke-ShareSurferScan, ConvertTo-ShareSurferReport, New-ShareSurferSupportBundle, and Test-ShareSurferExport Implemented README, Operator workflow, module files under src/ShareSurfer/Public
Normalized CSV exports for shares, items, share permissions, ACL entries, identities, group edges, org chains, owner mappings, conflicts, findings, scan manifest, and related review pivots Implemented and validated Export schema, NormalizedCsvExport acceptance check, enterprise export folder in the evidence pack
Lab fixture creates deterministic focused and enterprise plans, AD users, groups, shares, real files, ACL scenarios, long paths, broken inheritance, deep ACEs, and conflicts Implemented and live-proven Issue #1 proof comment, EnterpriseUserPopulation=2500, EnterpriseGroupPopulation=500, EnterpriseSharePopulation=250, EnterpriseRealFiles=2251, EnterpriseDeepPaths=4201
Enterprise lab profile supports multi-thousand users, hundreds of shares, real small files, deep trees, 2 GiB default generated file-data budget, and 8 GiB explicit stress ceiling Implemented and live-proven Scaled lab generator spec, evidence README plan counts, EnterpriseDiskBudget=Passed
Scanner collects share permissions, file and folder ACLs, ownership, inherited/explicit state, inheritance breaks, deep explicit ACE findings, long-path policy findings, conflicts, and collection errors Implemented and live-proven Issue #3 proof comment, EnterpriseSharePermissions=500, EnterpriseAclEntries=41278, EnterpriseFileAclEntries=11244, EnterpriseOwnershipEvidence=5726, EnterpriseConflictFindings=32309
Samba-style or UNC-only scans are best effort with partial-data flags when share-level permissions cannot be proven Implemented SharePermissionCollectionUnavailable documentation in Export schema, partial-data tests, diagnostics dashboard coverage
Identity enrichment uses AD module when present and LDAP fallback otherwise; group expansion is recursive with depth and cycle protection Implemented and live-proven Issue #5 proof comment, EnterpriseGroupExpansion=1253, AdLookupMode in Export schema, identity/group tests
Employee identifiers, manager chains through three levels when populated, runtime OBS/OID attribute, title, office, potential service-account flags, and additional correlation fields are exported Implemented and human-approved Issue #5 proof comment, issue #5 follow-up acceptance comment, PR #120, identity/group tests
Offline HTML report is dependency-free, embeds data safely, supports filters, owner/business-unit pivots, group browsing, org context, findings, conflicts, diagnostics, raw evidence, and Migration Discovery Implemented and live-proven Issue #6 proof comment, Management overview, Dashboard screenshots, OfflineReport and DashboardReviewEvidence acceptance checks
Migration discovery surfaces related shares, folders, owners, business units, path patterns, and review packets Implemented and live-proven Issue #6 proof comment, EnterpriseRelatedDataAreas=250, EnterpriseOwnerReviewPackets=250, related_data_areas.csv, owner_review_packets.csv
Azure Files path policy distinguishes Microsoft hard limits from ShareSurfer's operational 256-character warning policy Implemented Azure Files path policy, README Azure path policy note, report tests
Documentation is first-time-operator friendly and includes management overview plus dashboard screenshots Implemented First-run guide, Operator workflow, Management overview slide, Workflow visuals, screenshot tests
Raw logs and baseline redacted support bundles exist; richer redacted enterprise lab support-output expansion is paused for phase 1 Implemented with paused expansion Redacted support bundles, scan_events.jsonl, support-bundle tests, refreshed closeout Optional rich support bundle skipped
GitHub issue-first workflow uses body-file comments, commit references, validation notes, and readback verification Implemented Issue comments on #1, #3, #5, #6, publisher script, PR #115 and PR #116 readback fixes

Reviewer Decision Points

Reviewers accepted these before issues #1, #3, #5, and #6 were closed:

  1. Confirm the refreshed evidence pack is acceptable as archived-export proof for the historical enterprise run.
  2. The proof comments linked above satisfy each issue's acceptance criteria.
  3. A fresh live rerun is not required for the accepted phase-1 proof pack unless reviewers later ask for newly collected host-side evidence.
  4. Optional rich redacted enterprise support-output expansion remains out of phase-1 scope.

Remaining Work After Phase 1

These are follow-up feature areas, not blockers for the current phase-1 proof:

  • Richer enterprise-scale redacted support-bundle performance and diagnostics.
  • Deeper dashboard polish such as virtualized large tables and per-owner export packets. The current selected Related Data Area view already includes a guided evidence stack with a raw evidence drawer for filtered cluster rows.
  • Additional Samba-style SMB lab coverage once a public or reusable Samba test environment is available.
  • Fresh live Windows/AD reruns when reviewers want newly collected host-side evidence.